Our Financial Services Regulation Practice brings deep expertise to payment providers, investors, financial institutions, and insurance companies at every stage of growth. From license applications to regulatory investigations, we guide our clients through critical challenges with meticulousness. Our practice combines sophisticated legal counsel with real-world market experience—a difference that matters when stakes are high.
Our Expertise
- Corporate Governance for Funds and Fund Managers
- Fund Structure Set-Up
- Investment Fund Documentation
- Legal Risk Management for Funds
- Licensing and Regulatory Compliance
- Ongoing Compliance Management
- Placement Documents Drafting
- Fund Manager and Investor Relationship Management
Notable Practice Highlights
- Provided legal counsel to an EU multinational corporation on Singapore law and competition issues concerning its investment in, and long-term supply to, an aquaculture fund.
- Assisted Fund Singapore with the funding of a pre-IPO round for ClearBridge BioMedics Pte. Ltd., a company now listed on the Singapore Catalist Exchange.
- Advised on the applicability of the Moneylenders Act 2008 and Buy Now Pay Later Code of Conduct to a client’s business model.
- Advised an offshore Swiss bank on the offering of certain services to Singapore clients under the Securities and Futures Act 2001.
- Advised and represented Fund Singapore, a leading equity and lending-based crowdfunding company, on the structure and launch of its online platform.
- Represented the sellers of a multinational consulting group in its acquisition by a foreign publicly listed company
- Represented a multinational corporation in the restructuring and relocation of its investment holding structure from Hong Kong to Singapore.
- Advised a HR tech fund on its proposed joint venture and investment in Singapore.
